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Showing 521 to 530 of 1340 search results for Final Notice refers to breaches of FIT.

521. Final Notice 2024: Global 4X Limited [pdf]

     Final notices Published: 13/06/2024
     This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of authorisation. We imposed a cancellation.

522. Final Notice 2019: Potters’ Music Shop (Croydon) Limited [pdf]

     Final notices Published: 25/07/2019
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

523. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

     Final notices Published: 29/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.

524. Final notice 2015: Fast Track Money Transfer (UK) Limited [pdf]

     Final notices Published: 13/11/2015 Last modified: 13/11/2015
     This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 6, related to failure to meet the conditions for authorisation. We imposed a refusal of the firm’s application for authorisation as a payment

525. Final notice 2016: Good Motors Limited [pdf]

     Final notices Published: 03/03/2016 Last modified: 03/03/2016
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

526. Final Notice 2018: Canara Bank [pdf]

     Final notices Published: 06/06/2018
     This FCA Final Notice (Canara Bank) refers to breaches of Principle 3 and SYSC related to financial crime in the retail bank sector. We imposed a fine and restriction.

527. Final Notice 2015: Michael John Allin [pdf]

     Final notices Published: 05/03/2015 Last modified: 05/03/2015
     This final notice refers to breaches of APER 4 related to failure to be open and cooperative with the Authority. We imposed a fine.

528. Final Notice 2018: Emily Cook [pdf]

     Final notices Published: 18/05/2018
     This final notice (Emily Cook) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

529. FCA Final Notice 2013: Arch Motors Limited [pdf]

     Final notices Published: 09/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

530. FCA Final Notice 2013: David John Nickless [pdf]

     Final notices Published: 31/05/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.