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Showing 711 to 720 of 1340 search results for Final Notice refers to breaches of FIT.

  1. Final Notice 2017: GM Contracts Limited [pdf]

    Final notices Published: 27/02/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  2. FCA Final Notice 2013: Leader Transfer Limited [pdf]

    Final notices Published: 04/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  3. Final Notice 2023: Ovi Motors Ltd [pdf]

    Final notices Published: 31/01/2023
    This Final Notice (Ovi Motors Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  4. FCA Final Notice 2013: Swinton Group Limited [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  5. Final notice 2017: Paul Axel Walter [pdf]

    Final notices Published: 22/11/2017
    This final notice refers to breaches of section 118 FSMA related to market abuse in the trading firm sector. We imposed a financial penalty.

  6. Final Notice: Gemmax Solutions Limited [pdf]

    Final notices Published: 22/09/2016
    This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

  7. FCA Final Notice 2013: Vandana Madhukar Parikh [pdf]

    Final notices Published: 06/08/2013 Last modified: 19/05/2015
    This final notice refers to breaches of APER 2 related to lack of fitness/propriety in the trading firms sector. We imposed a fine.

  8. FCA Final Notice 2014: David John Hewitt trading as Bexley Insurance Centre [pdf]

    Final notices Published: 12/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance, intermediary sector. We imposed a cancellation.

  9. Final Notice 2023: Motoring World Ltd [pdf]

    Final notices Published: 10/08/2023
    This final notice (Motoring World Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: MEA (NI) Ltd [pdf]

    Final notices Published: 09/03/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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