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Showing 721 to 730 of 1340 search results for Final Notice refers to breaches of FIT.

  1. Final Notice 2021: Fairstern Ltd [pdf]

    Final notices Published: 03/02/2021
    This final notice (Fairstern Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: E & N Ritchie [pdf]

    Final notices Published: 16/10/2019
    This final notice (E & N Ritchie) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2016: Macauley Myers Limited [pdf]

    Final notices Published: 13/12/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Motor Palace Ltd [pdf]

    Final notices Published: 03/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2015: Noraminvest UK Limited [pdf]

    Final notices Published: 12/05/2015 Last modified: 12/05/2015
    This final notice refers to breaches of principle 11 and TC related to threshold conditions and failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.

  6. FCA Final Notice 2014: Anthony Clare [pdf]

    Final notices Published: 05/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 6 and 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a public fine.

  7. Final Notice 2022: Cars and Van Sales Ltd [pdf]

    Final notices Published: 23/11/2022
    This final notice (Cars and Van Sales Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  8. Final notice 2016: RM Trade Sales Limited [pdf]

    Final notices Published: 12/05/2016 Last modified: 12/05/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2023: Mark Antony Abley [pdf]

    Final notices Published: 26/06/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition.

  10. Final Notice 2023: Mach 1 Sales Ltd [pdf]

    Final notices Published: 21/07/2023
    This final notice (Mach 1 Sales Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11). Adequate information was not provided in a timely manner despite several attempts to obtain a response. We
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