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Showing 1051 to 1060 of 1715 search results for Final Notice refers to breaches of PRIN.

  1. Final Notice 2017: Phoenix Clinic Limited [pdf]

    Final notices Published: 20/10/2017
    Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

  2. Final Notice 2019: Spa Car Sales Ltd [pdf]

    Final notices Published: 16/04/2019
    This final notice (Spa Car Sales Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: MMC Car Repairs Ltd [pdf]

    Final notices Published: 16/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: Warrington Trading Limited [pdf]

    Final notices Published: 01/10/2020
    This final notice (Warrington Trading Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Alexander Clearie Dick (trading as Village Cars Saline) [pdf]

    Final notices Published: 16/01/2019
    This final notice (Alexander Clearie Dick trading as Village Cars Saline) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We

  6. Final Notice 2020: Simon Charles Oakley [pdf]

    Final notices Published: 21/09/2020 Last modified: 21/09/2020
    This Final Notice (Simon Charles Oakley) refers to breaches of FIT by a financial adviser. We imposed a prohibition.”

  7. Final Notice 2019: Autocentre Reading Limited [pdf]

    Final notices Published: 15/11/2019
    This final notice (Autocentre Reading Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: Mr Thomas Alexander Simmonds [pdf]

    Final notices Published: 22/01/2019
    This final notice (Mr Thomas Alexander Simmonds) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: Love Cars Sussex Ltd [pdf]

    Final notices Published: 15/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Cherry Pie Ltd [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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