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Showing 1411 to 1420 of 1715 search results for Final Notice refers to breaches of PRIN.

1411. Final Notice 2018: John McCullagh [pdf]

      Final notices Published: 03/10/2018
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition.

1412. Final Notice 2020: Aqua Specialist Environmental Services Ltd [pdf]

      Final notices Published: 13/11/2020 Last modified: 13/11/2020
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

1413. Final Notice 2017: Damian Frank Clarke [pdf]

      Final notices Published: 01/06/2017
      This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.

1414. Final Notice 2018: RSI Bank Plc [pdf]

      Final notices Published: 20/02/2018
      This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

1415. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

      Final notices Published: 30/04/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.

1416. Final Notice 2017: Nazia Naweed Shah [pdf]

      Final notices Published: 14/03/2017
      This final notice refers to breaches of PSR related to failing to be open and cooperative in the payment services sector. We imposed a cancellation.

1417. Final Notice: Rapid Windows (North East) Limited [pdf]

      Final notices Published: 29/05/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1418. Final Notice 2023: Mr Naeem Akhtar (trading as The Car Team) [pdf]

      Final notices Published: 19/07/2023
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1419. FCA Final Notice 2013: John Patrick Morris [pdf]

      Final notices Published: 15/08/2013 Last modified: 07/04/2015
      This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.

1420. Final notice 2016: Elizabeth Anne Parry [pdf]

      Final notices Published: 01/09/2016
      This final notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.