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Showing 1461 to 1470 of 1715 search results for Final Notice refers to breaches of PRIN.

1461. Final Notice 2018: Burton Caravan Sales Ltd [pdf]

      Final notices Published: 25/04/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1462. Final Notice 2015: Robert Stephan Addison [pdf]

      Final notices Published: 31/03/2015 Last modified: 31/03/2015
      This final notice refers to breaches of APER 1 and APER 7 related to conflicts of interests and lack of fitness/propriety in the investment advisor sector. We imposed a fine, withdrawal and prohibition.

1463. Final notice 2016: Solutions on Call Limited [pdf]

      Final notices Published: 21/01/2016 Last modified: 21/01/2016
      This final notice refers to breaches of Principle 11 related to Threshold Conditions and failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1464. FCA Final Notice 2014: Safe Transfer Limited [pdf]

      Final notices Published: 24/07/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1465. FCA Final Notice 2013: Resolution FX Limited [pdf]

      Final notices Published: 06/08/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1466. FCA Final Notice 2013: Mohammed Waheed Razaq [pdf]

      Final notices Published: 04/11/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1467. Final Notice 2019: Guiseppe Oliverio [pdf]

      Final notices Published: 28/08/2019
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the private business adviser sector. We imposed a prohibition.

1468. Final Notice 2023: MC Motor Sales Ltd [pdf]

      Final notices Published: 30/08/2023
      This final notice refers to a failure to satisfy threshold conditions (COND). We refused the firm’s application for authorisation.

1469. Final Notice 2019: Lynden Gerard Scourfield [pdf]

      Final notices Published: 21/06/2019
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.

1470. Final Notice 2018: David James Carter Mullins [pdf]

      Final notices Published: 25/07/2018
      This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition.