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Showing 1521 to 1530 of 1715 search results for Final Notice refers to breaches of PRIN.
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Final Notice 2015: CVS Technologies Limited [pdf]
This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final notice 2016: Super Fast Loan Limited [pdf]
This final notice refers to breaches of COND and CONC related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2018: High Line Cars Finance and Leasing Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: Christopher David Peacher [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety in the consumer credit and investment advisor sectors. We imposed a cancellation and a prohibition. -
Final Notice 2023: Andrew John Allen [pdf]
This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS -
Final notice 2015: Simon Mark Silva-Peake [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety, client money/assets and unfair treatment of customers in the investment adviser sector. We imposed a prohibition. -
Final notice 2016: Timothy Duncan Philip [pdf]
This final notice refers to breaches of APER 6 and FIT related to a lack of fitness and propriety and client money/assets in the general insurance and protection sector. We imposed a fine and prohibition. -
FCA Final Notice 2013: Nonwoven Solutions Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
FCA Final Notice 2014: Supercroft Trading Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
FCA Final Notice 2013: Mark Bentley-Leek [pdf]
This final notice refers to breaches of APER 1 and 7 related to mis-selling, lack of fitness and propriety, and conflicts of interest in the investment advisors and platforms sector. We imposed a prohibition, withdrawal and a fine .