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Showing 1711 to 1715 of 1715 search results for Final Notice refers to breaches of PRIN.

1711. Consumer investments data review April - September 2021

      Data Published: 03/03/2022 Last modified: 13/06/2023
      A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

1712. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

      Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
      Our review of insurance firm approaches to monitoring customer outcomes.

1713. Our Perimeter Report

      Annual reports Published: 20/07/2022 Last modified: 05/04/2024
      Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

1714. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

      Press Releases Published: 05/03/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

1715. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

      Press Releases Published: 12/11/2014 Last modified: 04/11/2019
      The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358