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Showing 701 to 710 of 1715 search results for Final Notice refers to breaches of PRIN.

  1. Final Notice 2023: Newline Vehicle & Finance Limited [pdf]

    Final notices Published: 07/08/2023
    This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  2. Final Notice 2021: A.B.S Ideal Homes Limited [pdf]

    Final notices Published: 12/02/2021
    This final notice (A.B.S Ideal Homes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: Goldman Sachs International [pdf]

    Final notices Published: 01/04/2019
    This final notice (Goldman Sachs International) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  4. Final Notice 2022: Leigh Sutcliffe (trading as AVS) [pdf]

    Final notices Published: 29/11/2022
    This Final Notice (Leigh Sutcliffe (trading as AVS)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  5. Final Notice 2023: Progress Motor Company Ltd [pdf]

    Final notices Published: 08/09/2023
    This final notice (Progress Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2021: Christian Julian Jones [pdf]

    Final notices Published: 10/02/2021
    This final notice (Christian Julian Jones) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  7. Final Notice 2020: Vehicle First Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Vehicle First Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2022: Tech Solution (London) Limited [pdf]

    Final notices Published: 17/10/2022
    This final notice (Tech Solution (London) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2021: Nationwide Auto Leasing Ltd [pdf]

    Final notices Published: 12/02/2021
    This final notice (Nationwide Auto Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  10. Final Notice 2023: Auto Claims (UK) Limited [pdf]

    Final notices Published: 19/09/2023
    This Final Notice (Auto Claims (UK) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance &
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