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Showing 1081 to 1090 of 1260 search results for Final Notice refers to breaches of PRIN 2 and PRIN.

  1. Final Notice 2020: Northwood Financial Management (trading as Stephen Jones) [pdf]

    Final notices Published: 09/07/2020
    This final notice (Northwood Financial Management (trading as Stephen Jones)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector.

  2. Final Notice 2018: Anglia Motor Village Ltd [pdf]

    Final notices Published: 12/12/2018
    This final notice (Anglia Motor Village Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2021: Marco Carvalho (trading as MPR Car Sales) [pdf]

    Final notices Published: 24/02/2021
    This final notice Marco Carvalho (trading as MPR Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  4. Final Notice 2018: UK Leisure Parks Limited [pdf]

    Final notices Published: 28/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Zaks Cars Doncaster Limited [pdf]

    Final notices Published: 15/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final notice: Auto Village Bristol Limited [pdf]

    Final notices Published: 10/06/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: VantaBlack Group Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (VantaBlack Group Limited) refers to failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and organised, and

  8. First Supervisory Notice 2019: Coutts Automobiles Limited [pdf]

    Supervisory notices Published: 25/01/2019
    This first supervisory notice refers to a failure to satisfy the suitability threshold condition (COND) and breaches of PRIN. We varied the firm’s permission.

  9. Final Notice 2019: P.F. (International) Limited [pdf]

    Final notices Published: 08/11/2019
    This final notice (P.F (International) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Designer Concepts Ltd [pdf]

    Final notices Published: 13/02/2019
    This final notice (Designer Concepts Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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