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Showing 1131 to 1140 of 1260 search results for Final Notice refers to breaches of PRIN 2 and PRIN.

  1. Final notice 2018: Mick Dwane Car Sales Ltd [pdf]

    Final notices Published: 10/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Car Centre Chesterfield Limited [pdf]

    Final notices Published: 19/09/2019
    This final notice (Car Centre Chesterfield Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: GM Supplies (Cumbria) Limited [pdf]

    Final notices Published: 22/12/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND), the appropriate resources threshold condition (COND) and the failure to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector.

  4. Final Notice 2018: Spire Digital Solutions Limited [pdf]

    Final notices Published: 28/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Fletchers Building & Maintenance Ltd [pdf]

    Final notices Published: 07/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2018: London Road Car Sales Ltd [pdf]

    Final notices Published: 25/09/2018
    This FCA final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: S J Quality Used Cars (Joseph Ansell trading as) [pdf]

    Final notices Published: 02/10/2019
    This final notice (S J Quality Used Cars (Joseph Ansell trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

  8. Final Notice 2018: Easy Buy Cars (NE) Ltd [pdf]

    Final notices Published: 12/06/2018
    This FCA final notice (Easy Buy Cars (NE) Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Armstrong Investment Managers LLP [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.

  10. Final Notice 2018: Forethought Brokers Ltd [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit
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