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Showing 801 to 810 of 1260 search results for Final Notice refers to breaches of PRIN 2 and PRIN.

  1. Final Notice 2017: Dr Saim Köksal trading as Arcis Management Consultancy [pdf]

    Final notices Published: 07/02/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application.

  2. Final Notice 2015: The Co-operative Bank plc [pdf]

    Final notices Published: 11/08/2015 Last modified: 11/08/2015
    This final notice refers to breaches of Listing rules, for making false and misleading statements, and PRIN 11 for failing to be open and co-operative, by Co-operative Bank, a bank in the retail and commercial banking sector.

  3. Final Notice 2017: South Kintyre Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  4. Final Notice 2023: First Class Blinds Belfast Limited (trading as First Class Blinds) [pdf]

    Final notices Published: 14/03/2023
    This final notice (First Class Blinds Belfast Limited (trading as First Class Blinds)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit

  5. Final Notice 2022: Eternal Peace Funeral Plans [pdf]

    Final notices Published: 23/12/2022
    This final notice (Eternal Peace Funeral Plans Ltd) refers to a failure to satisfy threshold conditions (COND) in relation to a firm within the Funeral Plans sector. We refused the firm’s application for authorisation.

  6. Final Notice 2021: James Sheriff (trading as Your Move First Choice Properties) [pdf]

    Final notices Published: 02/08/2021
    This final notice (James Sheriff (trading as Your Move First Choice Properties) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We

  7. Final Notice 2017: Greater Pollokshaws Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  8. Final Notice 2021: Start Your Claims Ltd [pdf]

    Final notices Published: 26/07/2021
    This final notice (Start Your Claims Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  9. Final Notice 2020: Just Bank Claims Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  10. Final Notice 2022: Green Energy Together Limited [pdf]

    Final notices Published: 29/03/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.
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