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Showing 631 to 640 of 845 search results for Final Notice refers to breaches of PRIN 3 and PRIN 7 related.

  1. Final notice 2016: Secure Property Consultants Limited [pdf]

    Final notices Published: 24/06/2016 Last modified: 24/06/2016
    This final notice refers to breaches of COND 2.3, COND 2.4, COND 2.5, COND 2.7, PRIN 11 related to failing to satisfy Threshold Conditions for Part 4A authorisation in the consumer credit sector. We imposed a refusal.

  2. Final Notice 2017: Syphony Nominees Limited [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection sector. We imposed a cancellation.

  3. Final Notice 2017: Eastern Union Remittance and Exchange Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and

  4. Final Notice: The Dental Plan Ltd [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit and general insurance and protection sectors. We imposed a cancellation.

  5. Final Notice 2018: Marcus Gray t/a aj motors [pdf]

    Final notices Published: 08/05/2018
    This final notice (Marcus Gray t/a aj motors) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2016: Danmirr Capital Limited [pdf]

    Final notices Published: 20/09/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the firm's application to carry on the regulated activities of credit broking, deb adjusting and

  7. Final notice 2016: M I Wealth Management Limited [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  8. Final notice 2016: Analyst Investment Management Plc [pdf]

    Final notices Published: 09/08/2016 Last modified: 09/08/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

  9. Final Notice 2017: Station Road Cars Ltd [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: Darren Evans (trading as BD Automotive and BD Performance) [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation