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Showing 821 to 830 of 1216 search results for Final Notice refers to breaches of PRIN 3 related.

  1. Final notice 2016: JPB Audio Visual Limited [pdf]

    Final notices Published: 21/03/2016 Last modified: 21/03/2016
    The case concerns breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2022: Kevin Peter Inwood (trading as Black Dog Motorcycles) [pdf]

    Final notices Published: 29/11/2022
    This Final Notice (Kevin Peter Inwood (trading as Black Dog Motorcycles)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We
  3. Final Notice 2024: Floris Jakobus Huisamen [pdf]

    Final notices Published: 13/02/2024
    This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We
  4. Decision Notice: Financial Page Ltd (in liquidation) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Financial Page Ltd (in liquidation)) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a public
  5. Final Notice 2021: Start Your Claims Ltd [pdf]

    Final notices Published: 26/07/2021
    This final notice (Start Your Claims Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.
  6. Final Notice 2021: Enrico Riga (Trading as Shire Hampton Motors) [pdf]

    Final notices Published: 04/03/2021
    This final notice Enrico Riga (Trading as Shire Hampton Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a
  7. Final Notice 2020: Just Bank Claims Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.
  8. FCA Final Notice 2013: Kuya J’s Filipino Store Limited [pdf]

    Final notices Published: 02/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the
  9. Final Notice 2022: Tyne Point Car Sales Limited [pdf]

    Final notices Published: 15/02/2023
    This final notice (Tyne Point Car Sales Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.
  10. Final Notice 2022: Green Energy Together Limited [pdf]

    Final notices Published: 29/03/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.