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Showing 421 to 430 of 1074 search results for Final Notice refers to breaches of PSR related.

421. Final Notice 2016: Pinks Agri Limited [pdf]

     Final notices Published: 05/12/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

422. FCA Final Notice 2013: Arch Motors Limited [pdf]

     Final notices Published: 09/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

423. FCA Final Notice 2014: Mohammed Tazul Islam [pdf]

     Final notices Published: 23/09/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the mortgages sector. We imposed a cancellation.

424. FCA Final Notice 2013: David John Nickless [pdf]

     Final notices Published: 31/05/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

425. FCA Final Notice 2013: Douglas Jones [pdf]

     Final notices Published: 29/04/2013 Last modified: 19/05/2015
     This final notice refers to breaches of APER 6 and APER 1 related to lack of fitness/propriety in the mortgage and consumer credit sector. We imposed a full prohibition and £13,300 financial penalty, after discount.

426. FCA Final Notice 2013: Hyde Gardens Limited [pdf]

     Final notices Published: 21/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

427. Final Notice 2018: Robert Hyde [pdf]

     Final notices Published: 21/09/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

428. Final Notice 2018: Kelly Lewis [pdf]

     Final notices Published: 21/09/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

429. Final notice 2016: Elizabeth Anne Parry [pdf]

     Final notices Published: 01/09/2016
     This final notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.

430. Final Notice 2015: Michael John Allin [pdf]

     Final notices Published: 05/03/2015 Last modified: 05/03/2015
     This final notice refers to breaches of APER 4 related to failure to be open and cooperative with the Authority. We imposed a fine.