Search results

Showing 501 to 510 of 1074 search results for Final Notice refers to breaches of PSR related.

501. Final Notice 2017: Claudia Vida [pdf]

     Final notices Published: 30/08/2017
     This final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

502. Final Notice 2017: Richard Brian Spooner [pdf]

     Final notices Published: 12/04/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

503. Final Notice 2017: Michael Wilkinson Mortgages (trading as Michael Wilkinson) [pdf]

     Final notices Published: 02/02/2017
     This final notice refers to breaches of PRIN 4, PRIN 11, SUP, MIPRU and COND related to failing to be open and co-operative and threshold conditions in the general insurance and protection and mortgages sector. We imposed a cancellation.

504. Final Notice 2015: Barclays Bank PLC - November 2015 [pdf]

     Final notices Published: 26/11/2015 Last modified: 26/11/2015
     This final notice refers to breaches of PRIN 2 related to financial crime failings. We imposed a fine.

505. Final Notice 2017: Baildon Motor Company [pdf]

     Final notices Published: 25/01/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

506. Final notice 2020: Exigotrade Ltd [pdf]

     Final notices Published: 28/01/2020
     This final notice (Exigotrade Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

507. FCA Final Notice 2013: Mark Richard Faulkner [pdf]

     Final notices Published: 29/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

508. FCA Final Notice 2013: JLT Specialty Limited [pdf]

     Final notices Published: 19/12/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 related to financial crime in the general insurance and protection sector. We imposed a fine.

509. Final Notice 2019: Guiseppe Oliverio [pdf]

     Final notices Published: 28/08/2019
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the private business adviser sector. We imposed a prohibition.

510. Final Notice 2019: Lynden Gerard Scourfield [pdf]

     Final notices Published: 21/06/2019
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.