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Showing 841 to 850 of 1074 search results for Final Notice refers to breaches of PSR related.
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Final notice 2016: ABC Insolvency Services Limited [pdf]
This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2017: Allenby Stevenson Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: The Transportation Group (UK) Limited [pdf]
This final notice refers to breaches of TC related to threshold conditions in the designated investment business sector. We imposed a cancellation. -
Final Notice 2019: William Scott Dickson (WD Motors trading as) [pdf]
This final notice (William Scott Dickson (WD Motors trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation -
Final Notice 2019: Sure-Fire Gas Ltd [pdf]
This final notice (Sure-Fire Gas Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Sophie Clements t/a Essex Approved Cars [pdf]
This final notice (Sophie Clements t/a Essex Approved Cars) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Belvedere Finance Limited [pdf]
This final notice (Belvedere Finance Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Michael James Automotive Limited [pdf]
This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: London Executive Cars Limited [pdf]
This final notice (London Executive Cars Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Alistair Rae Burns [pdf]
This Final Notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. We imposed a fine and a prohibition.