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Showing 1 to 10 of 210 search results for Final Notice to Finablr plc.

  1. FCA Final Notice to Finablr plc

    Statements Published: 25/02/2022 Last modified: 25/02/2022
    We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.

  2. FCA Decision Notice to Finablr plc

    Statements Published: 16/12/2021 Last modified: 16/12/2021
    We have issued a Decision Notice to Finablr plc refusing the Company’s application for cancellation of its premium listing with reference to LR 5.2.7R. 

  3. Final Notice 2019: Prindiville Plc [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

  4. Final Notice 2019: R. Raphael & Sons Plc [pdf]

    Final notices Published: 30/05/2019
    This final notice refers to breaches of PRIN 2, PRIN 3, SYSC 8 relating to culture/governance in the retail bank sector. We imposed a financial penalty.

  5. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.

  6. 2024 fines

    News stories Published: 25/03/2024 Last modified: 25/06/2024
    Enforcement fines published in 2024.

  7. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.

  8. 2021 fines

    News stories Published: 04/03/2021 Last modified: 17/12/2021
    This page contains information about enforcement fines published during the calendar year ending 2021.

  9. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

  10. FSA Final Notice 2013: The Royal Bank of Scotland plc [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Royal Bank of Scotland plc
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