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Showing 161 to 170 of 210 search results for Final Notice to Finablr plc.

161. FCA publishes Decision Notice against former Worldspreads CEO for market misconduct

     Press Releases Published: 03/07/2020 Last modified: 03/07/2020
     The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Conor Foley, the former Chief Executive Officer of Worldspreads, fining him £658,900 for market abuse and banning him from performing any roles linked to

162. FCA operating service metrics 2021/22

     Data Published: 19/07/2022 Last modified: 20/12/2023
     The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

163. PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc

     Press Releases Published: 26/08/2022 Last modified: 26/08/2022
     PRA and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action.

164. FCA issues first statement of objections to four asset management firms

     Press Releases Published: 29/11/2017 Last modified: 29/11/2017
     The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The

165. FCA fines Reckitt Benckiser £539,800 for listing rule failures

     Press Releases Published: 20/01/2015 Last modified: 30/08/2015
     The Financial Conduct Authority (FCA) has fined Reckitt Benckiser Group Plc (RB) £539,800 for inadequate systems and controls to monitor share-dealing by its senior executives in its own shares. ... The Final Notice for Reckitt Benckiser Group.

166. Santander UK Plc (Santander) fined £32.8m for serious failings in its probate and bereavement process

     Press Releases Published: 19/12/2018 Last modified: 19/12/2018
     The Financial Conduct Authority (FCA) has fined Santander £32,817,800 for failing to effectively process the accounts and investments of deceased customers.

167. Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules

     Press Releases Published: 17/06/2015 Last modified: 17/06/2015
     Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules. ... This is the second final notice issued in relation to a listed company’s failure to comply with the Listing Rules applicable to related party transactions.

168. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

     Press Releases Published: 11/02/2022 Last modified: 11/02/2022
     Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

169. Upper Tribunal publishes decision on Andrew Tinney, the former COO of Barclays Wealth

     Press Releases Published: 16/08/2019 Last modified: 07/08/2020
     The Upper Tribunal has found that Andrew Tinney, the former COO of Barclays Wealth and Investment Management, breached his obligation as an approved person to act with integrity.

170. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

     Press Releases Published: 28/07/2014 Last modified: 28/07/2014
     Final Notice for Lloyds Bank plc and Bank of Scotland plc. ... The remaining contributions were then arithmetically averaged to create the final published LIBOR rate.