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Showing 31 to 40 of 210 search results for Final Notice to Finablr plc.
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Final Notice 2023: NMC Health Plc (in Administration) [pdf]
This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure. -
FSA Final Notice 2010: Executive Investments Plc [pdf]
FSA Final Notice 2010: Executive Investments Plc -
FCA Final Notice 2013: The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. (together “RBS”) [pdf]
This final notice refers to breaches of SUP and PRIN 2 related to transaction reporting in the investment banks sector. We imposed a fine. -
FSA Final Notice 2003: Scottish Amicable Life plc [pdf]
FSA Final Notice 2003: Scottish Amicable Life plc -
FSA Final Notice 2008: Change of control – Resolution plc. [pdf]
FSA Final Notice 2008: Change of control – Resolution plc. -
Final Notice 2020: Aviva plc [pdf]
This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility -
FSA Final Notice 2012: Bank of Scotland Plc [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc -
FSA Final Notice 2003: SFI Group plc [pdf]
FSA Final Notice 2003: SFI Group plc -
FSA Final Notice 2004: AXA Sun Life Plc [pdf]
FSA Final Notice 2004: AXA Sun Life Plc -
FSA Final Notice 2003: MLP Private Finance Plc [pdf]
FSA Final Notice 2003: MLP Private Finance Plc