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Showing 51 to 60 of 210 search results for Final Notice to Finablr plc.
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Final Notice 2020: Barclays [pdf]
This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty. -
FSA Final Notice 2006: Harvey Parker Stenning Plc [pdf]
FSA Final Notice 2006: Harvey Parker Stenning Plc -
FSA Final Notice 2004: Inter-Alliance Group Plc [pdf]
FSA Final Notice 2004: Inter-Alliance Group Plc -
FSA Final Notice 2003: Chase de Vere Financial Solutions plc [pdf]
FSA Final Notice 2003: Chase de Vere Financial Solutions plc -
FSA Final Notice 2010: Scottish Equitable PLC [pdf]
FSA Final Notice 2010: Scottish Equitable PLC -
FSA Final Notice 2005: HSBC Bank plc [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against HSBC Bank plc. -
FSA Final Notice 2009: Morgan Stanley & Co International Plc (“Morgan Stanley”) [pdf]
FSA Final Notice 2009: Morgan Stanley & Co International Plc (“Morgan Stanley”) -
FSA Final Notice 2012: Barclays Bank Plc [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Barclays Bank Plc -
FSA Final Notice 2011: Barclays Bank Plc (Barclays or the firm) [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Barclays Bank Plc (Barclays or the firm) -
FCA Final Notice 2014: Barclays Bank PLC [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 8 related to benchmarks and conflicts of interest in the investment banks sector. We imposed a fine.