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Showing 61 to 70 of 210 search results for Final Notice to Finablr plc.

61. FSA Final Notice 2003: Marconi plc [pdf]

    Final notices Published: 01/04/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: Marconi plc

62. FSA Final Notice 2009: Wolfson Microelectronics Plc [pdf]

    Final notices Published: 19/01/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Wolfson Microelectronics Plc

63. Final Notice 2022: Santander UK Plc [pdf]

    Final notices Published: 09/12/2022
    This Final Notice refers to breaches of PRIN 3 related to the risk of financial crime in the Retail Banking sector. We imposed a financial penalty.

64. FSA Final Notice 2005: MyTravel Group plc [pdf]

    Final notices Published: 01/07/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: MyTravel Group plc

65. FSA Final Notice 2006: Hoodless Brennan Plc [pdf]

    Final notices Published: 17/08/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Hoodless Brennan Plc

66. FCA Final Notice 2014: Santander UK plc [pdf]

    Final notices Published: 26/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 7, PRIN 9 and COBS related to unfair treatment of customers in the wealth management and private banking, investment advisers and platforms sector. We imposed a fine.

67. FSA Final Notice 2007: Capital One Bank (Europe) Plc [pdf]

    Final notices Published: 15/02/2007 Last modified: 14/06/2014
    FSA Final notice 2007: Capital One Bank (Europe) Plc - 15 February 2007

68. Final Notice 2020: Redcentric PLC [pdf]

    Final notices Published: 26/06/2020
    This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure

69. FSA Final Notice 2004: Bradford & Bingley plc ("BBG") [pdf]

    Final notices Published: 01/12/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Bradford & Bingley plc ("BBG")

70. FSA Final Notice 2003: Hoodless Brennan and Partners Plc [pdf]

    Final notices Published: 01/12/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: Hoodless Brennan and Partners Plc