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Showing 1 to 11 of 28 search results for Financial Conduct Authority to ban former insurance broker.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Tribunal directs Financial Conduct Authority to ban former insurance broker
Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... Tribunal directs Financial Conduct Authority to ban former insurance broker. -
FCA bans and fines former insurance broker £140,000
The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity. -
The fight against skimmers and scammers
Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium. -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
FCA bans former BGC senior executive Anthony Verrier
The Financial Conduct Authority (FCA) has banned Anthony Verrier (a former senior executive at BGC) from performing any function in relation to any regulated activity in the financial services industry. ... On the 1 April 2013 the Financial Conduct -
FCA bans Terry Farr
The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled -
FCA bans former RBS LIBOR submitter, Paul White
The Financial Conduct Authority (FCA) has banned Paul White from performing any function in relation to any regulated financial activity and publicly censured him. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the -
Tribunal bans former trader for lying to the FCA and the Tribunal
The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Conduct Authority (FCA) to ban former derivatives trader David John Hobbs from performing any role in regulated financial services. ... On the 1 April 2013 the FCA became -
FCA fines and bans former RBS trader, Neil Danziger
The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated -
Tribunal upholds FCA ban and significant fine on insurance broker
The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for