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Showing 602 to 611 of 18194 search results for Financial Lives First published.

  1. Sign up for FCA events updates

    Last modified: 21/05/2024
    Sign up for FCA events updates. First published: 25/07/2016 Last updated: 21/05/2024. ... Culture and governance. Financial crime and anti-money laundering. Data security, resilience and outsourcing.
  2. Consumer credit firms

    Consumer credit firms Last modified: 22/03/2023
    Information for consumer credit firms new to regulation wanting to apply for authorisation, their business and tasks for regulated firms
  3. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.
  4. Assessing suitability

    Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
    FCA outlines the process you should follow to assess suitability of for a client
  5. Financial Lives Survey 2020 - Weighted Data Tables User Guide [pdf]

    Data Published: 11/02/2021
    This guide accompanies the Financial Lives 2020 survey data tables. Both are published alongside the FCA's latest report: Financial Lives 2020 survey: the impact of coronavirus.
  6. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. FCA explains video guides: CMCs regulation

    Claims management companies Published: 05/02/2019 Last modified: 12/02/2019
    Watch our step-by-step guides to find out what you need to do to get your firm ready for FCA regulation.
  8. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.
  9. Retail Mediation Activities (RMA)

    Registers and systems Published: 24/05/2016 Last modified: 13/06/2022
    Retail Mediation Activities (RMA)
  10. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.