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Showing 682 to 691 of 18194 search results for Financial Lives First published.

  1. Legal advice and whistleblowing

    Tasks for firms Published: 08/05/2016 Last modified: 01/02/2024
    If you’re thinking about blowing the whistle, learn more about the legal protection available for whistleblowers and find out where to get advice.
  2. RegTech

    Tasks for firms Focus areas Published: 11/09/2017 Last modified: 12/04/2024
    RegTech applies to new technologies developed to help overcome regulatory challenges in financial services.
  3. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.
  4. Unfair contracts

    Report a firm Published: 05/04/2016 Last modified: 19/08/2021
    Financial firms must provide clear and fair contracts, and cannot enforce unfair terms. Find out how to report an unfair contract term to us.
  5. AXTROFX

    Warnings Published: 15/07/2024 Last modified: 15/07/2024
    AXTROFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. ICG24

    Warnings Published: 12/09/2022 Last modified: 12/09/2022
    ICG24 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. OBGFX

    Warnings Published: 16/08/2022 Last modified: 16/08/2022
    OBGFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.
  9. IKICI

    Warnings Published: 14/10/2022 Last modified: 14/10/2022
    IKICI is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. FIDELITE

    Warnings Published: 12/06/2024 Last modified: 18/06/2024
    FIDELITE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.