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Showing 402 to 411 of 885 search results for Financial Lives survey.

  1. SOLID-TRADES UNIT

    Warnings Published: 10/05/2024 Last modified: 28/05/2024
    SOLID-TRADES UNIT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. PANTERRA INVESTMENTS

    Warnings Published: 08/04/2024 Last modified: 08/04/2024
    PANTERRA INVESTMENTS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. ACCESS FINANCE

    Warnings Published: 10/05/2024 Last modified: 10/05/2024
    ACCESS FINANCE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Hedge Fund Survey [pdf]

    Data Published: 02/06/2015 Last modified: 03/08/2016
    The FCA collected data from hedge funds and hedge fund managers to inform its supervisory activity, with the aim of ensuring markets work well and of promoting market integrity.
  5. LEGIT BITCOIN FX

    Warnings Published: 04/01/2023 Last modified: 04/01/2023
    LEGIT BITCOIN FX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. PRIMEFXPLATFORM

    Warnings Published: 16/01/2024 Last modified: 16/01/2024
    PRIMEFXPLATFORM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.
  8. Dealing commission

    Speeches Published: 10/07/2014 Last modified: 10/07/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Questionnaire for MPs and their staff about constituency issues

    Last modified: 11/06/2016
    The Financial Ombudsman Service deals with individual cases involving regulated firms. ... Which constituency do you represent? What are your top three financial service topics this year?
  10. Consumer Duty firm survey – Autumn 2023

    Data Published: 20/02/2024 Last modified: 20/02/2024
    In Autumn 2023, Ipsos UK conducted a second survey with 634 firms not surveyed previously. The FCA wanted to examine how its additional engagement had helped firms prepare for the Consumer Duty.