Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 432 to 441 of 885 search results for Financial Lives survey.

  1. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. FOI7393 response [pdf]

    FOI releases Published: 15/04/2021
    This freedom of information request relates to the FCA's financial resilience survey in June 2020.
  3. RDR adviser population & Professionalism research - 2012 Survey [pdf]

    External research Published: 15/08/2013 Last modified: 15/08/2013
    This report provides the findings of a study conducted by RS Consulting on behalf of the Financial Services Authority (FSA), to estimate the size of the Retail Investment Adviser (RIA) population and to measure progress towards the Professionalism
  4. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.
  5. ExpressLive Fx All

    Warnings Published: 22/09/2023 Last modified: 22/09/2023
    ExpressLive Fx All is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. FCA Warning List of unauthorised firms

    Consumers Scams Published: 03/04/2016 Last modified: 04/10/2023
    Search the FCA Warning List to find details of unauthorised firms and individuals that aren’t allowed to operate in the UK.
  7. KINGS LIVE TRADE / kingslivetrade.com

    Warnings Published: 05/06/2024 Last modified: 05/06/2024
    KINGS LIVE TRADE / kingslivetrade.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Leadership and conduct

    Speeches Published: 31/03/2014 Last modified: 31/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version.
  9. FTCA (clone of FCA authorised firm)

    Warnings Published: 08/10/2019 Last modified: 21/11/2020
    FTCA (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect
  10. GOLDEN FX MARKET

    Warnings Published: 11/07/2024 Last modified: 11/07/2024
    GOLDEN FX MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.