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Showing 442 to 451 of 885 search results for Financial Lives survey.

  1. Unacceptable behaviour policy

    Last modified: 21/02/2023
    Read the FCA policy setting out what is considered to be abusive or unreasonable behaviour, and the actions taken if your behaviour is considered unacceptable.
  2. The Importance of Diversity

    Speeches Published: 05/02/2019 Last modified: 08/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.
  3. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.
  4. Building better foundations in AI

    Speeches Published: 24/01/2023 Last modified: 24/01/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at The Alan Turing Institute’s Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry event.
  5. Financial Crime: analysis of firms’ data

    Data Published: 13/11/2018 Last modified: 05/10/2021
    The FCA has published its first financial crime survey of over 2,000 UK firms, across the financial sector. The survey gives a collective view of the activity being undertaken by firms in the UK to combat financial crime across the industry.
  6. Live Crypto Options Capital Group

    Warnings Published: 17/02/2023 Last modified: 17/02/2023
    Live Crypto Options Capital Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Lotus Wealth Trade

    Warnings Published: 11/06/2024 Last modified: 11/06/2024
    Lotus Wealth Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. BRAIN STONE FX LTD

    Warnings Published: 11/09/2023 Last modified: 11/09/2023
    BRAIN STONE FX LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Marketindex-exchange

    Warnings Published: 27/11/2023 Last modified: 27/11/2023
    Marketindex-exchange is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.