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Showing 792 to 801 of 885 search results for Financial Lives survey.

792. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

793. Updating and improving the UK regime for asset management: our priorities

     Speeches Published: 12/10/2023 Last modified: 12/10/2023
     Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

794. TR16/6: Principals and their appointed representatives in the general insurance sector

     Thematic reviews Published: 22/07/2016 Last modified: 21/06/2017
     themselves. However, the findings may also be applicable to principals and appointed representatives operating in other sectors of the UK financial services industry. ... The initial stage of the review included a survey of 190 principals in the general

795. How to flex your organisation's power through culture and conduct

     Speeches Published: 23/11/2023 Last modified: 23/11/2023
     Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

796. Rules that apply to firms in SRO and fund operators in the TMPR

     Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
     We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

797. FCA takes action against unregistered crypto ATM operators in Leeds

     Press Releases Published: 14/02/2023 Last modified: 14/02/2023
     The Financial Conduct Authority (FCA) has used its powers to enter and inspect several sites around Leeds suspected of hosting illegally operated crypto ATMs.

798. FCA introduces final rules on the Directory of financial services workers

     Press Releases Published: 08/03/2019 Last modified: 08/03/2019
     The Financial Conduct Authority (FCA) has today announced the final rules on the Directory - a new public register that enables consumers, firms and other stakeholders to find information on key individuals working in financial services.

799. FCA urges remaining victims of Churchgate Trading Syndicate to get in touch

     Press Releases Published: 08/10/2019 Last modified: 08/10/2019
     The Financial Conduct Authority (FCA) urges members of the public who lost money in an unauthorised scheme called the Churchgate Trading Syndicate and who may be eligible to receive some of their money back, to get in contact with the FCA.

800. DP22/3: Operational resilience: critical third parties to the UK financial sector

     Discussion papers Published: 21/07/2022 Last modified: 11/04/2023
     In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties.

801. The number of enforcement cases against Senior Managers under SMCR - April 2020

     FOI Release Date of Release: 06/04/2020
     The FCA provides information on the number of enforcement cases against Senior Managers.

802. FCA overhauls listing rules to boost growth and innovation on UK stock markets

     Press Releases Published: 11/07/2024 Last modified: 11/07/2024
     The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors.