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Showing 342 to 351 of 17596 search results for Financial Services Brexit.

  1. KBW Associates Ltd files for liquidation

    Statements Published: 11/12/2018 Last modified: 10/01/2019
    KBW Associates Ltd (KBW) was placed into liquidation on 27 November 2018.
  2. Consumer Duty sets higher standards for financial services customers

    Consumer rights News stories Published: 31/07/2023 Last modified: 08/09/2023
    The Duty sets higher standards of consumer protection. Find out what this means for you and what you should do if your provider isn’t meeting these standards.
  3. Fake Financial Services Register link

    Statements Published: 11/06/2020 Last modified: 12/06/2020
    We are aware that there has been an attempt to reproduce our Financial Services Register on a non-FCA website.
  4. FCA Final Notice 2013: Martin Richard Moseling trading as Blenheim Financial Services [pdf]

    Final notices Published: 15/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 6 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.
  5. MN Financial Services Ltd (clone of FCA authorised firm)

    Warnings Published: 23/04/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  6. Webb Matthews International Financial Services

    Warnings Published: 26/01/2021 Last modified: 26/01/2021
    Webb Matthews International Financial Services is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. HBFS financial services limited

    News stories Published: 01/12/2017 Last modified: 17/05/2019
    Freddy David, the sole director, was convicted at the Southwark Crown Court of 2 counts of fraud on 30 July 2018. He has been sentenced to 6 years in prison. HBFS is in liquidation. On 15 May 2019, the FCA imposed a full prohibition on Mr David. For
  8. Data

    Last modified: 18/04/2024
    All data published by the Financial Conduct Authority.
  9. Notice of Decision 2024: Pringles Financial Services [pdf]

    Decision notices Published: 11/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  10. First Supervisory Notice 2023: KBFS Financial Limited [pdf]

    Supervisory notices Published: 15/11/2023
    We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets.