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Showing 372 to 381 of 17596 search results for Financial Services Brexit.

372. Brexit

     The UK has left the EU. Find out what this means for consumers and firms.

373. Industry testing for FCA FITRS

     Firms Focus areas Published: 04/10/2019 Last modified: 15/12/2020
     On this page we outline the plan for industry tests of FCA FITRS (Financial Instrument Transparency System) which will run from 10 October to 25 October 2019.

374. FCA's key priorities for the financial advice industry

     Speeches Published: 02/11/2022 Last modified: 13/06/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

375. UK Securities Financing Transactions Regulation (UK SFTR)

     Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
     The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

376. Enforcement

     About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
     Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

377. Execs Financial Service(s)

     Warnings Published: 02/04/2019 Last modified: 02/04/2019
     Execs Financial Service(s) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

378. Final Notice 2023: SMH Financial Services Ltd [pdf]

     Final notices Published: 08/12/2023
     “This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation”.

379. Financial Merchant Bank & Security Services (Online)

     Warnings Published: 01/04/2013 Last modified: 15/04/2021
     Financial Merchant Bank & Security Services (Online) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

380. Research Note: Machine learning in UK financial services

     Data and research Research notes Published: 16/10/2019 Last modified: 16/10/2019
     The Financial Conduct Authority (FCA) and the Bank of England (BoE) conducted a joint survey in 2019 to better understand the current use of machine learning (ML) in UK financial services, including the current state of deployment, maturity of

381. The Financial Services Regulatory Partners Phoenixing Group

     News stories Published: 20/12/2019 Last modified: 20/12/2019
     The Financial Services Regulatory Partners Phoenixing Group have met to discuss the progress which they have seen in tackling phoenixing in financial services since the group was launched in April this year.

382. Firm handling of complaints during coronavirus

     Firms Published: 01/05/2020 Last modified: 12/05/2021
     Find out about how firms should handle complaints during coronavirus.