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Showing 492 to 501 of 17604 search results for Financial Services Brexit.

492. Brexit

     The UK has left the EU. Find out what this means for consumers and firms.

493. Locking down market abuse

     Speeches Published: 08/03/2021 Last modified: 08/03/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

494. Chairman’s speech

     Speeches Published: 18/07/2013 Last modified: 18/07/2013
     Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

495. FCA proposes new Directory of financial services workers

     Press Releases Published: 04/07/2018 Last modified: 04/07/2018
     The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services.

496. Operational Resilience

     Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
     We set out the requirements of our policy and how to report an operational disruption.

497. FCA reappoints Chair of the Financial Ombudsman Service for a second term

     News stories Published: 30/01/2023 Last modified: 30/01/2023
     Baroness Zahida Manzoor CBE has been reappointed as Chair of the Financial Ombudsman Service.

498. FCA launch the Financial Services Regulatory Partners Phoenixing Group

     Statements Published: 03/05/2019 Last modified: 03/05/2019
     The Financial Conduct Authority (FCA) held a round table event with its regulatory partners to build on existing collaboration and launch a working group to tackle the ongoing issue of phoenixing in financial services.

499. The FCA’s Consumer Duty will lead to a major shift in financial services

     Press Releases Published: 27/07/2022 Last modified: 27/07/2022
     The Financial Conduct Authority (FCA) has confirmed its plans to bring in a new Consumer Duty, which will fundamentally improve how firms serve consumers.

500. Artificial Intelligence Public-Private Forum

     News stories Published: 23/01/2020 Last modified: 11/10/2022
     Financial Services AI Public Private Forum - Call for EOI

501. Innovating for the future: the next phase of Project Innovate

     Speeches Published: 10/04/2017 Last modified: 10/04/2017
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit.

502. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

     Press Releases Published: 02/10/2023 Last modified: 02/10/2023
     The broker has been fined for inadequate anti-money laundering (AML) systems and controls.