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Showing 512 to 521 of 17604 search results for Financial Services Brexit.

512. Brexit

     The UK has left the EU. Find out what this means for consumers and firms.

513. 2016 fines

     News stories Published: 02/01/2016 Last modified: 02/02/2017
     This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

514. Transparency

     How we operate Published: 06/04/2016 Last modified: 20/12/2021
     The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.

515. Consumer warning on Northern Provident Investments

     News stories Published: 06/08/2021 Last modified: 15/06/2022
     Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers

516. 2020 fines

     News stories Published: 21/01/2020 Last modified: 02/12/2022
     This page contains information about enforcement fines published during the calendar year ending 2020.

517. The Financial Services Regulatory Initiatives Forum launches Grid to help financial firms’ planning

     Press Releases Published: 07/05/2020 Last modified: 07/05/2020
     The Financial Services Regulatory Initiatives Forum has today launched a new initiative to help financial firms prepare for upcoming regulatory work - the Regulatory Initiatives Grid

518. Final Notice 2019: One Stop Financial Services Limited [pdf]

     Final notices Published: 09/01/2019
     This final notice (One Stop Financial Services Limited) refers to a failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and

519. How to apply for authorisation or registration

     Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
     If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

520. TITAN

     Warnings Published: 22/05/2024 Last modified: 22/05/2024
     TITAN is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

521. Keeping your firm's details up to date

     Tasks for firms Published: 03/05/2015 Last modified: 01/05/2024
     Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation.

522. Russian invasion of Ukraine: financial sanctions and information

     Last modified: 06/09/2023
     Information for firms and market participants to consider following Russia's invasion of Ukraine