Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 572 to 581 of 17607 search results for Financial Services Brexit.

  1. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  2. WOLF

    Warnings Published: 11/11/2021 Last modified: 12/11/2021
    WOLF is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. Foxane

    Warnings Published: 08/02/2022 Last modified: 08/02/2022
    Foxane is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.
  5. BITFXD

    Warnings Published: 15/03/2023 Last modified: 15/03/2023
    BITFXD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. MTI24

    Warnings Published: 10/03/2020 Last modified: 10/03/2020
    MTI24 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Use of credit ratings in the UK

    Focus areas Published: 18/02/2020 Last modified: 14/12/2022
    Credit ratings for regulatory use in the UK need to be issued or endorsed by a registered or certified credit ratings agency (CRA). Find out about endorsement and certification.
  8. 4ex7

    Warnings Published: 28/08/2020 Last modified: 28/08/2020
    4ex7 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. COINCUT

    Warnings Published: 11/06/2024 Last modified: 11/06/2024
    COINCUT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Ian Buckley Financial Services (clone) (clone of FCA authorised firm)

    Warnings Published: 05/03/2019 Last modified: 21/11/2020
    Ian Buckley Financial Services (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this