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Showing 202 to 211 of 249 search results for Financial Services Brexit Summit.

  1. Adding a new sub-fund to an umbrella scheme in the TMPR

    Published: 03/12/2020 Last modified: 17/01/2024
    Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR).
  2. FCA and Payment Systems Regulator publish updated evidence on cash access

    Press Releases Published: 23/07/2021 Last modified: 25/04/2024
    The FCA and Payment Systems Regulator have published an updated assessment of the UK’s access to cash infrastructure, taking into account the impact of coronavirus (Covid-19), alongside new research on consumers who rely on cash.
  3. Financial Conduct Authority’s regulatory sandbox opens to applications

    Press Releases Published: 09/05/2016 Last modified: 09/05/2016
    Financial Conduct Authority’s regulatory sandbox opens to applications. Press Releases First published:. ... The sandbox is a ‘safe space’ in which businesses can test innovative products, services, business models and delivery mechanisms while
  4. Remuneration and performance management of sales staff (SYSC 19F)

    Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
    FCA provides rules on staff incentives and the remuneration of sales staff and advisers.
  5. FCA widens retail and pensions access to Long Term Asset Funds

    News stories Published: 29/06/2023 Last modified: 29/06/2023
    The FCA has set out new rules to give retail investors and more defined contribution pension schemes access to Long Term Asset Funds (LTAF).
  6. Notification and disclosure of net short positions

    Markets Short selling Published: 07/05/2016 Last modified: 17/07/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.
  7. FCA and Practitioner Panel publish findings from 2019 joint survey

    News stories Published: 31/07/2019 Last modified: 01/08/2019
    The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to
  8. The rise in scams and the threat to a legitimate financial services industry

    Speeches Published: 18/05/2021 Last modified: 18/05/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.
  9. Listening up to level up – regulating finance for the whole of the UK

    Speeches Published: 20/05/2022 Last modified: 20/05/2022
    Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London.
  10. Andrew Bailey speech on Free Trade in Financial Services matters

    Speeches Published: 29/09/2017 Last modified: 29/09/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters