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Showing 3601 to 3610 of 15173 search results for Financial Services Register link.

  1. Wainwright Corporate

    Warnings Published: 12/08/2013 Last modified: 10/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  2. Reporting requirements for CMCs

    Claims management companies Published: 09/06/2019 Last modified: 07/02/2023
    Learn more about the annual reporting requirements for claims management companies (CMCs).

  3. Kames Capital in association with Dean Foster Associates (clone of FCA authorised firm)

    Warnings Published: 17/09/2014 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  4. Jacobs Buchanan Investment Advisors / Jacobs Buchanan Partnership

    Warnings Published: 08/09/2014 Last modified: 08/09/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  5. Seisma Oil Research LLC

    Warnings Published: 21/10/2010 Last modified: 22/05/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  6. Morgan Financial Group LTD (clone of FCA authorised firm)

    Warnings Published: 24/04/2024 Last modified: 24/04/2024
    Morgan Financial Group LTD (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  7. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  8. China International Capital Corporation (clone of FCA authorised firm)

    Warnings Published: 06/02/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  9. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 02/07/2024
    There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

  10. FCA wins case against Capital Alternatives Limited and others

    Press Releases Published: 26/03/2018 Last modified: 24/11/2021
    The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were
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