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Showing 4401 to 4410 of 5122 search results for Financial Services Register to make sure.

4401. Reporting sanctions evasions

      Firms Markets Last modified: 20/05/2022
      If you have information about sanctions evasion or weaknesses in sanction controls we want you to report it to us.

4402. Outlining the FCA’s approach to authorisation

      Speeches Published: 15/03/2018 Last modified: 15/03/2018
      Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

4403. Funeral plans: check your provider is authorised

      Consumers Published: 24/08/2021 Last modified: 25/07/2024
      Whether you're buying a new funeral plan or you already have one, find out how to make sure your provider is authorised by us, and what you should do if it isn’t.

4404. Share, bond and boiler room scams

      Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
      Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

4405. Comparison of banking providers’ fraud controls

      Data Published: 09/03/2020 Last modified: 07/08/2020
      This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

4406. Investors warned over Connaught Income Funds

      News stories Published: 26/05/2011 Last modified: 16/07/2014
      Make sure you and your financial adviser or stockbroker understand how the funds work and what investing in them means for your money. ... Always make sure your financial adviser is qualified and regulated by the FSA (please check the FSA Register).

4407. Consumer investments data review 2020

      Data Published: 18/01/2021 Last modified: 13/06/2023
      A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

4408. 2017 Disclosure Log

      Last modified: 16/11/2023
      The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

4409. Information on return of client assets - June 2022

      FOI Release Date of Release: 14/06/2022
      The FCA provides information on return of cliemt assets.

4410. Vector Wealth Ltd enters administration

      News stories Published: 22/04/2022 Last modified: 27/04/2022
      We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.