Search results

Showing 4411 to 4420 of 5122 search results for Financial Services Register to make sure.

4411. Applying to approve financial promotions for unauthorised persons

      Firms Published: 11/09/2023 Last modified: 28/05/2024
      Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

4412. Corrie Bauckham Batts Limited enters liquidation

      News stories Published: 20/04/2022 Last modified: 20/04/2022
      On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. 

4413. Turning technology against financial crime

      Speeches Published: 23/10/2019 Last modified: 23/10/2019
      Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.

4414. Our approach to secondary credit brokers that supply a non-financial service

      Firm authorisation Published: 16/11/2023 Last modified: 16/11/2023
      If you're authorised as a Full Permission secondary credit broker, find out whether you can apply to the FCA to change your authorisation to Limited Permission.

4415. Get-rich-quick, Ponzi and pyramid schemes

      Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
      Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.

4416. Partnerships, priorities and predictions for the future in the pensions market

      Speeches Published: 14/10/2021 Last modified: 25/08/2022
      Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

4417. Apply to become a credit reference agency or credit information services provider

      Firm authorisation Published: 27/04/2020 Last modified: 13/12/2023
      Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services.

4418. Annual returns and accounts: mutual societies

      Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
      How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.

4419. Financial Promotions for high-risk investments

      Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
      We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any

4420. FCA issues warning over ‘clone firm’ investment scams

      Press Releases Published: 27/01/2021 Last modified: 27/01/2021
      With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public