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Showing 4441 to 4450 of 5122 search results for Financial Services Register to make sure.

4441. Improving the Appointed Representatives regime through greater use of data

      Data Published: 28/09/2023 Last modified: 03/10/2023
      This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

4442. Scam alert involving [email protected]; [email protected]

      Warnings Published: 06/03/2020 Last modified: 06/03/2020
      Scam alert involving [email protected]; [email protected] is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

4443. FCA introduces final rules on the Directory of financial services workers

      Press Releases Published: 08/03/2019 Last modified: 08/03/2019
      The Financial Conduct Authority (FCA) has today announced the final rules on the Directory - a new public register that enables consumers, firms and other stakeholders to find information on key individuals working in financial services.

4444. Brexit: information for participants in the wholesale markets operating in the UK (including wholesale banks, wholesale markets and asset managers)

      Firms Published: 26/02/2019 Last modified: 13/03/2024
      Passporting between the UK and EEA states has now ended. Find out more about the other ways in which firms can access the EEA.

4445. FCA response to the independent panels’ annual reports

      Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
      In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

4446. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

      Press Releases Published: 16/03/2015 Last modified: 16/03/2015
      1. In finalising the rules we will seek to make sure that we achieve our aim of applying the Conduct Rules to all employees except for staff carrying out purely ancillary ... staff carrying out a role which would be fundamentally the same in a

4447. ScamSmart prompts tens of thousands of pension holders to seek information

      Press Releases Published: 04/12/2018 Last modified: 04/12/2018
      The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.

4448. Over £27 million reported lost to crypto and forex investment scams

      Press Releases Published: 21/05/2019 Last modified: 21/05/2019
      The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

4449. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

      Press Releases Published: 26/07/2017 Last modified: 26/07/2017
      In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

4450. Funeral plan providers – list of firms not authorised from 29 July 2022

      News stories Published: 22/07/2022 Last modified: 14/02/2023
      Firms that will not be authorised to sell new funeral plans after 29 July and you should not buy a new plan from them.