Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 4451 to 4460 of 5122 search results for Financial Services Register to make sure.

  1. FCA warns consumers of the risks of investments advertising high returns based on cryptoassets

    News stories Published: 11/01/2021 Last modified: 11/01/2021
    The FCA is aware that some firms are offering investments in cryptoassets, or lending or investments linked to cryptoassets, that promise high returns. Investing in cryptoassets, or investments and lending linked to them, generally involves taking
  2. 5 million pension savers could put their retirement savings at risk to scammers

    Press Releases Published: 07/08/2019 Last modified: 07/08/2019
    The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could
  3. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

    Speeches Published: 29/11/2022 Last modified: 08/01/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.
  4. FCA launches discussion on competition impacts of Big Tech on financial services industry

    Press Releases Published: 25/10/2022 Last modified: 26/10/2022
    The FCA is seeking views on the potential competition benefits and harms from Big Tech firms’ entry into retail financial services sectors
  5. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    critical question: how do you make sure regulatory intervention becomes socially useful intervention? ... In other word, economics has never been more important to the future of our financial services or its customers..
  6. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

    Press Releases Published: 03/10/2013 Last modified: 29/11/2016
    There is a balance to be struck here, and to make sure we get it right we want to hear from as many interested parties as possible.”. ... Consumers will continue to have access to the Financial Ombudsman Service, but there are currently no plans to
  7. The FCA asks for views on changes it plans to make to its rules and guidance as a result of the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Press Releases Published: 12/11/2015 Last modified: 04/02/2016
    To take account of these legislative changes, the Financial Conduct Authority (FCA) is asking for views on updates it is planning to make to its rules and guidance on disclosure and ... agreements. If the FCA decides to apply these rules in relation to
  8. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 26/07/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.
  9. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  10. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.