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Showing 4461 to 4470 of 5122 search results for Financial Services Register to make sure.

4461. UK EMIR reporting questions and answers

      Published: 01/05/2024 Last modified: 26/07/2024
      Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

4462. Cancelling an authorisation or registration

      Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
      You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

4463. UK Securities Financing Transactions Regulation (UK SFTR)

      Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
      The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

4464. Market abuse

      Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
      Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

4465. Help: Connect

      Published: 03/05/2016 Last modified: 28/07/2023
      Useful tips for registering with Connect if you are already authorised.

4466. UK EMIR

      Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
      The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

4467. Authorisation

      Firm authorisation Firms Last modified: 19/12/2023
      Authorisation landing page

4468. Training and competence

      Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
      Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

4469. Regulated covered bonds

      Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
      Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

4470. Payment Accounts Regulations 2015 (PARs)

      Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
      Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.