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Showing 4481 to 4490 of 5122 search results for Financial Services Register to make sure.

4481. Transaction reporting

      Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
      We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

4482. Approved Persons Regime

      Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
      Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

4483. Request an FCA speaker

      Last modified: 20/02/2023
      Our speaker request process is the formal channel for considering FCA’s external speaking engagements. 

4484. Consumer Duty – information for firms

      Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
      To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

4485. Data security

      Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
      You are responsible for securing your customer data and protecting it from fraudsters. Read more about the measures you should consider.

4486. Freedom of Information

      Last modified: 22/11/2022
      Find out how to make a Freedom of Information Act (FOIA) request and view information the FCA has already released under FOIA and think is of public interest.

4487. Waivers and modifications

      Tasks for firms Published: 07/05/2015 Last modified: 25/07/2024
      Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions.

4488. 2016 Disclosure Log

      Last modified: 30/01/2020
      The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

4489. Coronavirus (Covid-19): Information for firms

      Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
      Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

4490. Looking ahead to 2014

      Speeches Published: 09/12/2013 Last modified: 09/12/2013
      Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.