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Showing 4521 to 4530 of 5122 search results for Financial Services Register to make sure.

4521. How to organise a COO

      Speeches Published: 08/02/2023 Last modified: 08/02/2023
      Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

4522. Credit broking firms: key rules

      Tasks for regulated firms Published: 23/11/2015 Last modified: 16/02/2023
      Read about the key rules for credit broking firms.

4523. Whistleblowing quarterly data 2023 Q4

      Data Published: 08/03/2024 Last modified: 08/03/2024
      The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured.

4524. Market Abuse Regulation

      Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
      The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

4525. Meeting the growth challenge

      Speeches Published: 15/05/2013 Last modified: 16/08/2013
      Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version.

4526. Report wrongdoing or misconduct in financial services

      Last modified: 27/02/2023
      If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it.

4527. 2018 Disclosure Log

      Last modified: 14/09/2020
      The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

4528. Leading the Way on Regulation

      Speeches Published: 16/05/2019 Last modified: 17/05/2019
      Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

4529. Hartley Pensions update

      Statements Published: 24/11/2022 Last modified: 27/01/2023
      A communication, sent to pension scheme members, contained factual inaccuracies which may have caused customer concern.

4530. Regulating Financial Promotions and Adverts

      Tasks for firms Published: 04/05/2015 Last modified: 28/05/2024
      Promoting services for deposits, investments, mortgages, insurance or consumer credit must comply with financial promotion rules. Learn how to keep your firm's advertising fair and clear.