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Showing 4701 to 4710 of 5128 search results for Financial Services Register to make sure.

  1. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    The financial crisis which hit the UK and global economy in 2007 led to widespread state interventions in financial institutions worldwide. ... co-chaired by the FCA CEO Martin Wheatley and Charles Roxburgh, Director-General for Financial Services at HMT.

  2. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    So, quite deliberately, we expect there to be limited cross-over. However, both reviews are central to the FCA achieving its overarching strategic objective of making financial services markets work well. ... When the FCA was created last year, it was

  3. Dealing with EEA firms and investment funds

    Consumers Published: 15/12/2020 Last modified: 19/06/2024
    What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR).

  4. Money laundering registration

    Tasks for firms Published: 22/02/2016 Last modified: 18/03/2024
    Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.

  5. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.

  6. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

  7. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.

  8. Financial promotions quarterly data 2022 Q1

    Data Published: 27/04/2022 Last modified: 22/07/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.

  9. Mortgage Lending in the post MMR world

    Speeches Published: 05/11/2014 Last modified: 10/11/2014
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending, Council of Mortgage Lenders Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Amend an authorised fund

    Tasks for firms Published: 10/05/2015 Last modified: 18/07/2023
    To amend or wind up an authorised fund you must send us a notification for approval of the proposed change.
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