Search results
Showing 4791 to 4800 of 5129 search results for Financial Services Register to make sure.
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Secondary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Brexit: information for retail investments firms in the UK
If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over. -
Diversity, equity and inclusion: How we work
As a public body, the FCA aims to eliminate discrimination and advance equality of opportunity. Read more about our work towards our objectives. -
Speech: Shadow banking - the potential risks and rewards
as our research in the Financial Services Authority (FSA) showed. ... There are also problems with determining how the decisions that regulators seek to change are taken under the many forms of uncertainty present in financial services, to the extent -
Speech: Culture in UK banking – regulatory priorities
It does this by making senior managers accountable and by applying baseline standards to all financial services staff. ... On the other hand, in financial services we have sometimes seen systematic non-compliance. -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public. -
Building a common language in the mortgage market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version. -
Women in finance: keeping up the pressure for progress
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London -
Chris Ellis Keeler (cloned individual)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone individual’.