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Showing 4811 to 4820 of 5129 search results for Financial Services Register to make sure.

4811. The role of regulation in encouraging good culture

      Speeches Published: 06/11/2018 Last modified: 06/11/2018
      Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

4812. Trading venues and systematic internalisers – changes in security statuses

      Markets policy Published: 21/12/2017 Last modified: 21/12/2022
      Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.

4813. FCA imposes restrictions on rebuildingsociety.com Ltd

      Statements Published: 10/10/2023 Last modified: 10/10/2023
      We have imposed restrictions on rebuildingsociety.com Ltd to restrict it from approving cryptoasset financial promotions.

4814. Evolution of a new model for financial regulation in the UK

      Speeches Published: 21/09/2020 Last modified: 21/09/2020
      Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum

4815. The role of investment managers in the post Covid-19 recovery

      Speeches Published: 08/07/2020 Last modified: 08/07/2020
      Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

4816. PS14/18: Credit broking and fees

      Policy statements Published: 01/12/2014 Last modified: 02/01/2015
      These include that credit brokers must make sure customers are given clear information about who they are dealing with, what fee will be payable, and when and how the fee will ... make clear that they are advertising their broking services, not their

4817. FCA launches campaign to encourage individuals to report wrongdoing

      Press Releases Published: 24/03/2021 Last modified: 24/03/2021
      The campaign, 'In confidence, with confidence', encourages individuals working in financial services to report potential wrongdoing to the FCA.

4818. Pensions and Retirement income: our guidance for firms

      Life insurers and pension providers Published: 07/04/2020 Last modified: 13/02/2023
      The FCA's guidance for pension providers and DB transfer advisers, as the coronavirus (Covid-19) pandemic develops.

4819. Getting affordability right in consumer credit

      Speeches Published: 15/03/2018 Last modified: 15/03/2018
      Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, at Credit Summit, London.

4820. Financial promotions quarterly data 2022 Q3

      Data Published: 04/11/2022 Last modified: 03/02/2023
      We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.