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Showing 4971 to 4980 of 5129 search results for Financial Services Register to make sure.
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Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms
The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021. -
Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London. -
Mutual societies registration function: 2019-20
The Mutual Societies Order 2013 (exercising powers in the Financial Services Act 2012) requires us to have ongoing arrangements to determine whether mutual societies are complying with the relevant legislation. -
FCA finds current account switching service working for consumers
FCA finds current account switching service working for consumers. Press Releases First published:. ... The Financial Conduct Authority (FCA) has found that the current account switch service (CASS) is working well for consumers who have chosen to use -
Cross-border testing pilot for innovative firms open to applications
The Global Financial Innovation Network (GFIN) – a group of 29 international organisations including the Financial Conduct Authority – is inviting applications from firms wishing to test innovative financial products, services or business models -
How implementing the Mortgage Market Review will shape the new market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending, the FCA, at the Financial Services Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
DP23/2: Updating and improving the UK regime for asset management
The FCA wants your views on the current UK regime for regulating funds and asset managers. -
Inside the mind of a scammer: FCA reveals the tactics investment fraudsters use to deceive over 55s
The FCA has urged over 55s to check investment opportunities are genuine before they part with their money. -
Investors in CF Arch cru funds must ask adviser for review
Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme. -
Beyond regulation: thinking creatively about consumer credit
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Responsible Finance Conference, Glasgow.