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Showing 5001 to 5010 of 5129 search results for Financial Services Register to make sure.

  1. FCA confirms new rules to improve oversight of Appointed Representatives

    Press Releases Published: 03/08/2022 Last modified: 03/08/2022
    Our new rules to make authorised financial firms more responsible for their appointed representatives (ARs). 
  2. Cryptoasset registration: information for applicants

    Published: 26/10/2023 Last modified: 07/02/2024
    The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration.
  3. The FCA’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation

    Speeches Published: 15/06/2022 Last modified: 16/06/2022
    Speech by Clare Cole, FCA Director of Market Oversight, to The Regulation of Listed Companies Summit
  4. Santander UK fined £12.4m for widespread investment advice failings

    Press Releases Published: 26/03/2014 Last modified: 25/11/2021
    Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.
  5. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.
  6. FCA confirms measures to raise standards in the funeral plans market

    Press Releases Published: 05/07/2021 Last modified: 05/07/2021
    To enhance consumer protection in the funeral plans market, the FCA has confirmed the rules funeral plan providers will have to follow when they come under regulation from 29 July 2022.
  7. Draft information for consumers: dealing with financial difficulties during coronavirus

    Guidance consultations Published: 22/05/2020 Last modified: 16/08/2021
    FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus
  8. PS24/1: Temporary changes to handling rules for motor finance complaints

    Policy statements Published: 11/01/2024 Last modified: 11/01/2024
    We set out and explain our response to a potential increase in complaints in the motor finance market.
  9. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

    Speeches Published: 29/06/2017 Last modified: 29/06/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.
  10. 1 month to go: FCA reminds firms to be ready for end of transition period

    Press Releases Published: 01/12/2020 Last modified: 01/12/2020
    The FCA has reminded firms to be ready for the end of the transition period in 1 month’s time.