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Showing 5101 to 5110 of 5130 search results for Financial Services Register to make sure.

5101. Consumer warning on Falcon Financial Solutions Ltd and Thestral Financial Services Ltd

      News stories Published: 31/01/2022 Last modified: 31/01/2022
      We have removed permissions from Falcon Financial Solutions Ltd and Thestral Financial Services Ltd. They are no longer permitted to carry out any regulated activities.

5102. FCA and ASA team up with Sharon Gaffka to warn fin-fluencers of risks of promoting illegal ‘get rich quick’ schemes

      Press Releases Published: 06/04/2023 Last modified: 06/04/2023
      We and the ASA will be engaging with influencers, providing them with clear information about what could be an illegal financial promotion.

5103. Morses Club Limited and Shelby Finance Ltd (trading as Dot Dot Loans) enter administration

      News stories Published: 20/11/2023 Last modified: 20/11/2023
      Morses Club Limited and its wholly owned subsidiary Shelby Finance Ltd (trading as Dot Dot Loans) have entered administration.

5104. Financial watchdog warns insurers to protect customers’ wellbeing during cost of living squeeze

      Press Releases Published: 29/09/2022 Last modified: 29/09/2022
      The Financial Conduct Authority (FCA) has written to insurers urging them to protect customers as the cost of living rises

5105. Watch out for signs of loan fee fraud as summer spending fuels financial pressure

      Press Releases Published: 09/08/2023 Last modified: 09/08/2023
      With summer in full swing, the FCA launches its latest campaign to help consumers spot and avoid loan fee fraud.

5106. FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third party IT services

      Finalised guidance Published: 07/07/2016 Last modified: 30/08/2023
      In November 2015, the FCA consulted on guidance to clarify the requirements on firms when outsourcing to the ‘cloud’ and other third party IT services. The FCA published the final guidance (FG16/5) in July 2016.

5107. Restrictions placed on Nexus Independent Financial Advisers and Nexus Investment Managers

      News stories Published: 31/01/2023 Last modified: 31/01/2023
      On 25 January 2023, the FCA imposed a number of restrictions on Nexus Independent Financial Advisers and Nexus Investment Managers preventing them from carrying out any regulated activities and restricting access to their assets due to concerns

5108. Wholesale banks and asset management cyber multi-firm review findings

      Multi-firm reviews Published: 10/12/2018 Last modified: 10/12/2018
      In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These

5109. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

      Press Releases Published: 14/12/2022 Last modified: 14/12/2022
      With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.

5110. PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules

      Policy statements Published: 26/07/2017 Last modified: 04/07/2018
      We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.