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Showing 5121 to 5130 of 5130 search results for Financial Services Register to make sure.

5121. PS18/23: Claims management: how we will regulate claims management companies

      Policy statements Published: 05/06/2018 Last modified: 11/09/2023
      Our Policy Statement sets out the conduct, rules and fees we’ll apply to claims management companies (CMCs) from April 2019.

5122. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

      Press Releases Published: 12/11/2014 Last modified: 04/11/2019
      The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

5123. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

      Press Releases Published: 25/03/2021 Last modified: 08/04/2024
      The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.

5124. PS22/4: Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme

      Policy statements Published: 25/04/2022 Last modified: 25/04/2022
      We are introducing temporary asset retention rules which apply to certain firms who provided transfer advice to British Steel Pension Scheme (BSPS) members.

5125. 101 firms in scope of new emergency asset retention rules for British Steel Pension Scheme transfer advice

      News stories Published: 22/08/2022 Last modified: 22/08/2022
      New emergency asset retention rules now apply to 101 firms who provided pension transfer advice to former British Steel Pension Scheme (BSPS) members. 26 of these firms are subject to an asset restriction

5126. Regulators warn public of pension scammer tactics as victims report losing an average of £91,000 in 2017

      Press Releases Published: 14/08/2018 Last modified: 14/08/2018
      A new campaign to tackle pension scams launches today as the latest figures reveal that victims of pension scammers lost an average of £91,000 each in 2017. 

5127. Firms must do more to ensure that they are always giving appropriate equity release advice, FCA review finds

      Press Releases Published: 17/06/2020 Last modified: 17/06/2020
      Firms must do more to ensure they are always giving appropriate advice to equity release consumers, an FCA review has found.

5128. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

      Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
      We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

5129. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

      Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
      Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.

5130. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

      Press Releases Published: 25/08/2020 Last modified: 25/08/2020
      A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.